USA v. Barclays Bank PLC

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18 August 2010

U.S. District Court
District of Columbia (Washington, DC)
CRIMINAL DOCKET FOR CASE #: 1:10-cr-00218-EGS All Defendants

Case title: USA v. BARCLAYS BANK PLC
Date Filed: 08/16/2010

Assigned to: Judge Emmet G. Sullivan
Defendant (1)
BARCLAYS BANK PLC	represented by	Bruce William Hickey SULLIVAN & CROMWELL 1701 Pennsylvania Avenue, NW Suite 800 Washington, DC 20006 (202) 956-7055 Email: hickeyb@sullcrom.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained
Pending Counts		Disposition
50:1705; PENALTIES, VIOLATES ANY LICENSE OR ORDER; International Emergency Economic Powers Act (1)
50: app. 5 and 16; PENALTIES - TRADING WITH THE ENEMY; Trading With The Enemy Act (2)
Highest Offense Level (Opening)
Felony
Terminated Counts		Disposition
None
Highest Offense Level (Terminated)
None
Complaints		Disposition
None

Plaintiff
USA	represented by	Frederick Reynolds U.S. DEPARTMENT OF JUSTICE 1400 New York Avenue, NW Suite 10100 Washington, DC 20530 (202) 353-1566 Email: frederick.reynolds@usdoj.gov ATTORNEY TO BE NOTICED Kevin B. Gerrity U.S. DEPARTMENT OF JUSTICE Asset Forfeiture and Money Laundering Section 1400 New York Avenue, NW Suite 10100 Washington, DC 20135 (202) 353-8915 Fax: (202) 616-2547 Email: kevin.gerrity@usdoj.gov ATTORNEY TO BE NOTICED

Date Filed # Docket Text

08/16/2010 1 INFORMATION as to BARCLAYS BANK PLC (1) on Counts 1 and 2. (tnr, ) (Entered: 08/16/2010)

08/16/2010 2 (1.2MB Zipped) Joint MOTION for Approval of Deferred Prosecution Agreement and Exclusion of Time Under the Speedy Trial Act by USA as to BARCLAYS BANK PLC. (Attachments: # 1 Exhibit A- Deferred Prosecution Agreement and Factual Statement, # 2 Exhibit B- Information, # 3 Text of Proposed Order)(tnr, ) (Entered: 08/16/2010)

08/16/2010 3 NOTICE OF ATTORNEY APPEARANCE: Bruce William Hickey appearing for BARCLAYS BANK PLC as retained counsel. (tnr, ) (Entered: 08/16/2010)

08/16/2010 4 MOTION for Admission Pro Hac Vice of David H. Braff: Attorney Name- David H. Braff, Address- Sullivan & Cromwell LLP, 125 Broad Street, New York, New York 10004, Phone No. - 212-558-4705 by BARCLAYS BANK PLC. (tnr, ) (Entered: 08/16/2010)

08/16/2010    MINUTE ORDER as to BARCLAYS BANK PLC: Motion Hearing regarding the Joint Motion for approval of Deferred Prosecution Agreement set for 8/16/2010 01:00 PM in Courtroom 24A before Judge Emmet G. Sullivan.). Signed by Judge Emmet G. Sullivan on 8/16/10. (clv, ) (Entered: 08/16/2010)

08/16/2010    Minute Entry for proceedings held before Judge Emmet G. Sullivan: Hearing on the Joint Motion for Approval of Deferred Prosecution Agreement was scheduled for this date. Hearing not held. Status Conference as to BARCLAYS BANK PLC held on 8/16/2010; Status Conference set for 8/17/2010 09:45 AM in Courtroom 24A before Judge Emmet G. Sullivan. Court Reporter: CATALINA KERR Defense Attorney: DAVID BRAFF/BRUCE HICKEY; US Attorney: FREDERICK REYNOLDS/KEVIN GERRITY; (clv, ) (Entered: 08/16/2010)

08/17/2010    Minute Entry for proceedings held before Judge Emmet G. Sullivan:Status Conference as to BARCLAYS BANK PLC held on 8/17/2010; Motion Hearing on the Joint Motion for Approval of Deferred Prosecution Agreement is set for 8/18/2010 at 11:30 AM in Courtroom 24A before Judge Emmet G. Sullivan. Court Reporter: CATALINA KERR Defense Attorney: DAVID BRAFF; US Attorney: FREDERICK REYNOLDS/KEVIN GERRITY; (clv, ) (Entered: 08/17/2010)

08/17/2010 5 Unopposed MOTION for Leave to Appear Pro Hac Vice :Attorney Name- Steven R. Peikin. :Address- 125 Broad Street, New York, New York 10004. Phone No. - (212) 558-7228. Fax No. - (212) 558-3588 by BARCLAYS BANK PLC. (Attachments: # 1 Declaration of Steven R. Peikin, # 2 Text of Proposed Order)(Hickey, Bruce) (Entered: 08/17/2010)

08/17/2010 6
6-1 (10MB Zipped) NOTICE of Filing of Materials Requested by the Court by BARCLAYS BANK PLC (Attachments: # 1 Written Resolutions)(Hickey, Bruce) (Entered: 08/17/2010)

08/18/2010    Minute Entry for proceedings held before Judge Emmet G. Sullivan:Motion Hearing as to BARCLAYS BANK PLC held on 8/18/2010; Court orally granted 4 Motion for David H. Braff and 5 Motion for Steven Peikin to appear Pro Hac Vice; 2 MOTION for Deferral of Prosecution MOTION to Exclude filed by USA approved by the Court. Speedy trial tolled thru 8/17/2012 in the interest of justice. Status Hearings set for 11/16/10 at 12:00 Noon and 8/18/2012 at 12:00 Noon. Order to be presented. Bond Status of Defendant: CORPORATION; Court Reporter: CATALINA KERR Defense Attorney: DAVID BRAFF/BRUCE HICHEY; US Attorney: FREDERICK REYNOLDS/KEVIN GERRITY; (clv, ) Modified on 8/18/2010 (clv, ). (Entered: 08/18/2010)

08/18/2010 7 ORDER granting 2 the Joint Motion for Approval of the Deferred Prosecution Agreement and Exclusion of Time Under the Speedy Trial Act as to BARCLAYS BANK PLC. Signed by Judge Emmet G. Sullivan on August 18, 2010. (lcegs2) (Main Document 7 replaced on 8/18/2010) (clv, ). (Entered: 08/18/2010)