10 August 2011
Director of National Intelligence Records Open
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[Federal Register Volume 76, Number 154 (Wednesday, August 10, 2011)]
[Notices]
[Pages 49509-49510]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-20410]
[[Page 49509]]
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NATIONAL ARCHIVES AND RECORDS ADMINISTRATION
Records Schedules; Availability and Request for Comments
AGENCY: National Archives and Records Administration (NARA).
ACTION: Notice of availability of proposed records schedules; request
for comments.
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SUMMARY: The National Archives and Records Administration (NARA)
publishes notice at least once monthly of certain Federal agency
requests for records disposition authority (records schedules). Once
approved by NARA, records schedules provide mandatory instructions on
what happens to records when no longer needed for current Government
business. They authorize the preservation of records of continuing
value in the National Archives of the United States and the
destruction, after a specified period, of records lacking
administrative, legal, research, or other value. Notice is published
for records schedules in which agencies propose to destroy records not
previously authorized for disposal or reduce the retention period of
records already authorized for disposal. NARA invites public comments
on such records schedules, as required by 44 U.S.C. 3303a(a).
DATES: Requests for copies must be received in writing on or before
September 9, 2011. Once the appraisal of the records is completed, NARA
will send a copy of the schedule. NARA staff usually prepare appraisal
memorandums that contain additional information concerning the records
covered by a proposed schedule. These, too, may be requested and will
be provided once the appraisal is completed. Requesters will be given
30 days to submit comments.
ADDRESSES: You may request a copy of any records schedule identified in
this notice by contacting Records Management Services (ACNR) using one
of the following means:
Mail: NARA (ACNR), 8601 Adelphi Road, College Park, MD 20740-6001.
E-mail: request.schedule@nara.gov.
FAX: 301-837-3698.
Requesters must cite the control number, which appears in
parentheses after the name of the agency which submitted the schedule,
and must provide a mailing address. Those who desire appraisal reports
should so indicate in their request.
FOR FURTHER INFORMATION CONTACT: Laurence Brewer, Director, Records
Management Services (ACNR), National Archives and Records
Administration, 8601 Adelphi Road, College Park, MD 20740-6001.
Telephone: 301-837-1539. E-mail: records.mgt@nara.gov.
SUPPLEMENTARY INFORMATION: Each year Federal agencies create billions
of records on paper, film, magnetic tape, and other media. To control
this accumulation, agency records managers prepare schedules proposing
retention periods for records and submit these schedules for NARA's
approval, using the Standard Form (SF) 115, Request for Records
Disposition Authority. These schedules provide for the timely transfer
into the National Archives of historically valuable records and
authorize the disposal of all other records after the agency no longer
needs them to conduct its business. Some schedules are comprehensive
and cover all the records of an agency or one of its major
subdivisions. Most schedules, however, cover records of only one office
or program or a few series of records. Many of these update previously
approved schedules, and some include records proposed as permanent.
The schedules listed in this notice are media neutral unless
specified otherwise. An item in a schedule is media neutral when the
disposition instructions may be applied to records regardless of the
medium in which the records are created and maintained. Items included
in schedules submitted to NARA on or after December 17, 2007, are media
neutral unless the item is limited to a specific medium. (See 36 CFR
1225.12(e).)
No Federal records are authorized for destruction without the
approval of the Archivist of the United States. This approval is
granted only after a thorough consideration of their administrative use
by the agency of origin, the rights of the Government and of private
persons directly affected by the Government's activities, and whether
or not they have historical or other value.
Besides identifying the Federal agencies and any subdivisions
requesting disposition authority, this public notice lists the
organizational unit(s) accumulating the records or indicates agency-
wide applicability in the case of schedules that cover records that may
be accumulated throughout an agency. This notice provides the control
number assigned to each schedule, the total number of schedule items,
and the number of temporary items (the records proposed for
destruction). It also includes a brief description of the temporary
records. The records schedule itself contains a full description of the
records at the file unit level as well as their disposition. If NARA
staff has prepared an appraisal memorandum for the schedule, it too
includes information about the records. Further information about the
disposition process is available on request.
Schedules Pending
1. Department of Agriculture, Grain Inspection, Packers, and
Stockyards Administration (N1-545-08-12, 8 items, 8 temporary items).
Records of the Departmental Initiatives and International Affairs
division, including records created in investigating international
complaints and data and material created to contribute to larger
government- or department-wide initiatives, external collaborative
projects, and outreach programs.
2. Department of Agriculture, Risk Management Agency (N1-258-09-3,
1 item, 1 temporary item). Good Farming Practice Documentation,
including producer documentation, request letters, company claims
files, and expert opinions used to allow producers to seek
reconsideration of adverse good farming practice determinations.
3. Department of Agriculture, Risk Management Agency (N1-258-09-4,
1 item, 1 temporary item). Records of large claims reviews including
claims review request letters, company claim files, and expert
opinions.
4. Department of the Army, Agency-wide (N1-AU-10-50,1 item, 1
temporary item). Master files of an electronic information system used
to track information on Equal Employment Opportunity discrimination
complaint cases.
5. Department of Commerce, Bureau of Economic Analysis (N1-375-10-
5, 14 items, 12 temporary items). Records related to economic
statistics including general correspondence, methodologies,
intermediary economic data, initial estimates of Federal expenditures,
state and local government financial and labor data, and supporting
documents including drafts and reference material used to generate
final products. Proposed for permanent retention are official
publications, speeches, and final reports.
6. Department of Commerce, International Trade Administration (N1-
489-10-1, 22 items, 19 temporary items). Records relating to the chief
information office, including web site content records, transaction
files, background files, non-case specific briefing materials,
legislation files, negotiation files, review files, unfair trade
practices files, and administrative files. Proposed for permanent
retention are eGov Official Managing Partner
[[Page 49510]]
records, President's Export Council Program files, and President's
Export Council Official Recommendations and Reports.
7. Department of Health and Human Services, Administration for
Children and Families (N1-292-10-3, 10 items, 10 temporary items).
Master files and outputs of electronic information systems used to
provide employment and location information to state and Federal
officials for use in child support enforcement activities.
8. Department of Health and Human Services, Centers for Medicare &
Medicaid Services (N1-440-09-10, 5 items, 3 temporary items). Master
files of electronic information systems containing information on
Medicare and Medicaid program enrollment and utilization data for
beneficiaries enrolled in hospital insurance or medical insurance. Also
included are surveys and financial expenditure reports. Proposed for
permanent retention are a sampling of standard analytical files created
annually for claims closed that fiscal year.
9. Department of Homeland Security, U.S. Citizenship and
Immigration Services (N1-566-11-1, 2 items, 2 temporary items). Master
files of an electronic information system containing reports to
headquarters on significant security incidents such as violations of
laws or regulations including loss, theft, or damage to government
property or information and disruptions such as fire alarms, loss of
utilities, and evacuations.
10. Department of Homeland Security, Secret Service (N1-87-11-6, 1
item, 1 temporary item). Master files of an electronic information
system containing digital photographs used for inspecting the
undercarriages of vehicles.
11. Department of Justice, Federal Bureau of Investigation (N1-65-
10-24, 7 items, 6 temporary items). Records relating to security risk
assessments, including case files for individuals and entities and
related tracking systems. Proposed for permanent retention are
assessment policy files.
12. Department of Justice, Federal Bureau of Investigation (N1-65-
11-22, 4 items, 2 temporary items). Miscellaneous non-subversive
administrative records and routine case files. Proposed for permanent
retention are policy files and significant case files.
13. Department of State, Bureau of Diplomatic Security (N1-59-11-
14, 5 items, 5 temporary items). Records of the Office of the Chief
Financial Officer, including routine budget correspondence,
apportionments, allotments, reimbursements, and miscellaneous
obligations files.
14. Department of the Treasury, Internal Revenue Service (N1-58-09-
80, 3 items, 3 temporary items). Master files and system documentation
of an electronic information system used to share reference information
related to criminal investigations.
15. Department of the Treasury, Internal Revenue Service (N1-58-09-
84, 13 items, 13 temporary items). Master files, outputs, and system
documentation of an electronic information system used to access
taxpayer information for tax processing.
16. Department of the Treasury, Internal Revenue Service (N1-58-10-
6, 7 items, 7 temporary items). Master files, inputs, and system
documentation of an electronic information system used to track the
status of criminal investigations.
17. Department of the Treasury, Internal Revenue Service (N1-58-10-
8, 35 items, 35 temporary items). Records of the Taxpayer Advocate
Division including non-significant case files, customer satisfaction
survey reports, grant case files, trip files, and administrative files.
18. Architectural and Transportation Barriers Compliance Board,
also known as the Access Board, Agency-wide (N1-588-11-1, 18 items, 9
temporary items). Background materials to rulemaking files, directives,
and other substantive agency issuances; compliance and complaints case
files; web site records including content maintained in other
recordkeeping files; and other facilitative records. Proposed for
permanent retention are official board records, rulemaking files, and
other substantive records documenting basic program management
functions.
19. Environmental Protection Agency, Gulf Coast Ecosystem
Restoration Task Force (N1-220-11-1, 5 items, 4 temporary items). Files
relating to Task Force activities not containing unique information of
historical value; web site records, including electronic versions of
web sites, web site design, management, and technical operation
records; and electronic versions of content records duplicated in paper
Task Force records. Proposed for permanent retention are files
documenting the Task Force's establishment, membership, policy,
organization, deliberations, findings, and recommendations.
20. Farm Credit Administration, Agency-wide (N1-103-11-1, 19 items,
12 temporary items). Records include general correspondence, non-
substantive drafts and background materials, administrative program
operation records, and guidance and office records. Proposed for
permanent retention are program records documenting mission-related
activities including decisions made by the agency board, public and
congressional communications, financial data, public rulemaking files,
charters and by-laws, legal opinions, and litigation records.
21. Office of the Director of National Intelligence, Office of
Policy, Plans, and Requirements (N1-576-09-5, 28 items, 9 temporary
items). Records relating to policy development, strategic planning, and
security requirements for the intelligence community, including
internal briefings, staff level committees, web records, non-
substantive working papers and drafts, and reference files. Proposed
for permanent retention are senior level correspondence, program and
policy files, security standards reports, emergency planning records,
strategic planning records, external briefings, and substantive working
papers and drafts.
22. United States Patent and Trademark Office, Office of the Chief
Information Officer (N1-241-10-1, 26 items, 24 temporary items).
Records related to patent granting and maintenance including abandoned
patent applications, preliminary examination working files, records
related to foreign patent application granting, quality review files,
legal records including correspondence and policy comments, patent
examiner training records, and other administrative records that
support the patent granting process. Proposed for permanent retention
are patent program and policy subject files that document procedures,
projects, and management decisions and the granted patent case files.
Dated: August 3, 2011.
Julie H. Reaves,
Acting Chief Records Officer for the U.S. Government.
[FR Doc. 2011-20410 Filed 8-9-11; 8:45 am]
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