5 August 2011
Indian Alcohol and Substance Abuse Genocide
[Federal Register Volume 76, Number 151 (Friday, August 5, 2011)]
[Notices]
[Pages 47597-47604]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-19816]
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DEPARTMENT OF HEALTH AND HUMAN SERVICES
Substance Abuse and Mental Health Services Administration
Indian Alcohol and Substance Abuse Memorandum of Agreement
Between U.S. Department of Health and Human Services (DHHS), U.S.
Department of the Interior (DOI), and U.S. Department of Justice (DOJ)
AGENCY: Substance Abuse and Mental Health Services Administration
(SAMHSA), HHS.
ACTION: Memorandum of Agreement (MOA).
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SUMMARY: This serves as notice that the Department of Health and Human
Services (DHHS), the Department of the Interior (DOI), and the
Department of Justice (DOJ), have entered into a Memorandum of
Agreement (MOA), pursuant to the Indian Alcohol and Substance Abuse
Treatment Act of 1986 (the Act), as amended by the Tribal Law and Order
Act of 2010 (TLOA).
DATES: This is effective on July 29, 2011.
FOR FURTHER INFORMATION CONTACT: Dennis O. Romero, MA, Director
(Acting), Office of Indian Alcohol and Substance Abuse, Center for
Substance Abuse Prevention, Substance Abuse and Mental Health Services
Administration (SAMHSA), U.S. Department of Health and Human Services
(DHHS), 1 Choke Cherry Road, Room 7-1111, Rockville, MD 20857, Phone:
240-276-2495, Fax: 240-276-1120, E-mail: dennis.romero@samhsa.hhs.gov.
SUPPLEMENTARY INFORMATION:
I. Background
DHHS, DOI, and DOJ have entered into a MOA pursuant to the Act,
Title IV, Subtitle C of Public Law 99-570 (25 U.S.C. 2401 et seq.), as
amended by TLOA, Title II of Public Law 111-211. The MOA is being
published in the Federal Register in accordance with specific
provisions of the Act, codified at 25 U.S.C. 2411.
The Secretaries of DOI and DHHS executed the original MOA
(published at 52 FR 9709 (Mar. 26, 1987)) pursuant to the 1986-enacted
version of the Act. Subsequent updates to that original MOA were
executed as between DOI's Bureau of Indian Affairs (BIA) and DHHS'
Indian Health Service (IHS). Section 241 of TLOA amended the Act by,
among other things, incorporating a coordinating role for DHHS'
Substance Abuse and Mental Health Services Administration (SAMHSA), and
also by adding DOJ to the pre-existing Federal partnership (between DOI
and DHHS) on Indian alcohol and substance abuse issues.
The present MOA--developed in accordance with the TLOA amendments
to the Act--commits the Departments to, among other things, align and
coordinate Federal efforts and resources to determine the scope of the
alcohol and substance abuse problems faced by American Indians and
Alaska Natives, identify the resources and programs of each Federal
department that would be relevant to a coordinated effort to combat
alcohol and substance abuse among American Indians and Alaska Natives,
and coordinate existing Federal department programs with those
established under the Act.
Upon publication of the MOA in the Federal Register, the Office of
Indian Alcohol and Substance Abuse within the DHHS' Center for
Substance Abuse Prevention, working in conjunction with the DOI's BIA,
shall provide a copy of the MOA to each federally recognized Indian
tribe.
Development of the MOA. As required by the Act codified at 25
U.S.C. 2411(c), DHHS, DOI, and DOJ (collectively, the ``MOA partners'')
were to ``consult with and solicit the comments of'' American Indian
and Alaska Native individuals, organizations, tribes, and villages, as
well as alcohol and substance abuse treatment professionals in
developing an MOA. The MOA partners gathered and reviewed consultation
feedback from TLOA consultations, beginning with a consultation
sponsored by DOI in October, 2010. The partners also sought additional
input--including through the dissemination of an MOA draft--during a
period lasting from the fall of 2010 through the spring and early
summer of 2011.
A draft of the MOA was distributed to tribes for discussion and
comment during the TLOA consultation at the Interdepartmental Tribal
Justice, Safety and Wellness Session 12 in Palm Springs, California. On
December 8, 2010, the draft MOA was published via multiple Web sites
for a comment period lasting through January 14, 2011. These Web sites
included the Web sites of the National Indian Health Board, the
National Congress of American Indians, the National Council of Urban
Indian Health, and the Native American Center of Excellence. During the
same week of December 2010, SAMHSA distributed the draft MOA to all
federally-recognized tribes to solicit comments. An MOA Workgroup
composed of Federal MOA partner representatives was organized and,
charged with the development and drafting of the MOA, solicited
comments from Federal subject matter experts from across the Federal
Government during March and April of 2011. Comments were received from
a number of interested parties: Indian tribes, individuals, and
organizations, United States Attorneys serving multiple jurisdictions,
and Federal subject matter experts working in areas involving substance
abuse and mental health, health care, juvenile justice, crime victim
assistance, and social services and other supports for children and
families. These comments were carefully reviewed, analyzed, and
considered in the development of the MOA.
Some commenters expressed support for the MOA concept, but had
general comments regarding the process for its development, or its
content. More than one commenter expressed general satisfaction with
the content of the MOA draft circulated, but also offered comments on
other aspects of Federal/tribal coordination on Indian alcohol and
substance abuse initiatives and other programs focused on children and
families. Other commenters made specific suggestions for content and
structure of the MOA. A general discussion of comments received and how
issues raised are addressed, including through changes made to the MOA,
follows below.
Tribal Action Plans. Commenters focused with some frequency on the
Tribal Action Plan (TAP) and TAP-related provisions in the MOA.
Multiple comments in this regard focused on the MOA language derived
from 25 U.S.C. 2412(e) of the Act, which states, in relevant part,
that, for ``any Indian tribe'' that has not elected to adopt a tribal
resolution to establish a TAP ``within 90 days after [the MOA's
publication] in the Federal Register'' the Federal Government must
initiate action to assist such tribe by ``identify[ing] and
coordinat[ing] available programs and resources in support of tribal
alcohol and substance abuse programs and initiatives. Comments from
tribes expressed concerns that Federal versus tribal accountabilities
regarding the TAPs were unclear and that there needed to be more
information about plans for implementation--and associated Federal
resources--in this area. Related to this issue of what the Federal role
and accountability would be in the
[[Page 47598]]
event that a tribe had not elected to adopt a resolution within the 90-
day window were questions about the impact of this provision on tribal
sovereignty. With respect to the tribal resolution requirement, one
tribe recommended that other formal means of tribal action, in lieu of
tribal resolutions, should also be accepted, given variations in tribal
governance structures. Other comments expressed concern about whether
and how TAPs would be used, noting that the TAP concept was not new to
the TLOA-amended version of the Act.
It is important to note here that a separate Federal workgroup (a
TAP Workgroup) has been engaged for the better part of the year
following TLOA's enactment (on July 29, 2010) in developing and
updating guidelines designed to provide technical assistance to tribes
in the process of TAP development and implementation. The TAP
Workgroup, part of a larger Interdepartmental Coordinating Committee
described in the MOA and the Attachment to the MOA below, will publish
these informational guidelines to assist tribes following shortly upon
the publication of this MOA. Input received relative to TAPs during the
MOA development process will also be informative for this process as it
unfolds. It is expected that a final TAP guidelines document will be
released and available for use by tribes by the end of calendar year
2011. Further information and details regarding Federal department
activities relating to TAPs may be obtained by contacting Dr. Rose
Weahkee, Director, Behavioral Health Division, IHS, at
Rose.Weahkee@ihs.gov, or by calling (301) 443-2038.
Generally speaking, with regard to questions relating to the
allocation of responsibilities and accountabilities as between tribes
and the Federal Government, and to tribal sovereignty, the Act makes
clear that ``primary responsibility for protecting and ensuring the
well-being of [tribal] members'' rests with the tribes and that
``resources made available under [the Act are to] assist Indian tribes
in meeting that responsibility.'' 25 U.S.C. 2401(12). The MOA partners,
as among themselves, ``bear equal responsibility for the implementation
of [the Act] in cooperation with Indian tribes.'' 25 U.S.C. 2413(a). In
keeping with these principles, the TAP provisions of the Act are
written so as to suggest that the choice of whether or not a tribe will
implement a TAP to aid the tribe in addressing alcohol and substance
abuse concerns impacting its members rests solely with the tribe in its
discretion whether to adopt a resolution to establish a TAP. See 25
U.S.C. 2412(a). The Act, however, requires the Federal Government to
work collaboratively to provide its support and cooperation in the TAP
process by assisting in the coordination of available programs and
resources that may serve to advance tribes' alcohol and substance abuse
programming efforts--even in the absence of a formal resolution to
establish a TAP--and by participating on Tribal Coordinating Committees
established by a tribe as part of any tribally-established TAP. 25
U.S.C. 2412.
Comments on MOA Structure and Development. Multiple comments from
tribes and tribal organizations focused on the need for transparency
and a greater tribal leadership role with respect to the development of
Federal program initiatives impacting tribes, such as through
strengthened partnerships with tribes and participation of tribes in
the development of the MOA. One tribe's comments contained a specific
recommendation for a ``Tribal Advisory Group'' to be established to
coordinate with the Federal Government in developing and implementing
specific functions outlined in the MOA, including through involvement
with Interdepartmental Coordinating Committee (i.e., Workgroup)
activities.
As discussed above, the MOA was developed with significant input
from tribes, tribal organizations, and other interested parties. Though
the MOA is being executed among the Federal departments specified in
the Act in order to provide for better coordination of Federal efforts
across the departments, the MOA specifies multiple areas of planned
coordination and consultation with tribes that would precede
implementation of new programs or adjustments to existing programs,
wherever appropriate, and consistent with applicable law. The MOA
provides for consistent information sharing between MOA partners and
tribes, such as through the newsletter described at 25 U.S.C. 2416 and
other appropriate public information venues. Consistent with E.O. 13175
and associated Federal guidance, the MOA partners, under MOA Section
XI, ``Tribal Consultation,'' have agreed to coordinate consultation
activities to help ensure regular and meaningful consultation and
collaboration with tribes. Moreover, under the provisions of the Act at
25 U.S.C. 2413, SAMHSA's Office of Indian Alcohol and Substance Abuse
is established, among other responsibilities, to serve as a point of
contact for tribes implementing TAPs and Tribal Coordinating Committees
and other programs and activities described in the Act. The MOA
includes a provision for annual review; these various consultation,
feedback, and input points will provide multiple opportunities for
tribes and Federal departments to engage and collaborate in program
development and improvement.
Also, some tribal commenters recommended that the Federal
Government take a greater role, including by outlining such a role in
the MOA, in supporting tribes in their efforts to encourage State and
local governments to engage in more frequent and more effective
partnering activities with tribes, especially on law enforcement and
criminal justice and social welfare initiatives with cross-
jurisdictional implications. The MOA addresses this concern in multiple
sections--specifically, with regard to activities relating to the
identification of the scope of the problem, the identification of
programs and existing standards, and the assessment of available
program resources, as examples--and calls for coordination with non-
Federal partners, including State and local partners, to support the
achievement of the goals of the Act as implemented under the MOA.
Additional Comments on MOA Content. Multiple tribal commenters (and
some Federal subject matter experts) mentioned the need to emphasize
the scope of the harmful impact of alcohol and substance abuse on
American Indian and Alaska Native individuals and families and the need
for holistic approaches to address these issues. In response to these
comments, the MOA draft was restructured and revised--as reflected in
the final MOA shown below--to lead with a more comprehensive
description and discussion of these concerns and their great
significance to the development and implementation of tribal programs
and activities.
Other comments, received from United States Attorneys, raised a
number of additional issues of vital interest with regard to Indian
alcohol and substance abuse-related concerns. One commenter,
referencing the juvenile detention centers MOA provision tied to 25
U.S.C. 2453, strongly recommended that the long-term plan for detention
and alternatives to detention for juveniles should include some
treatment of the absence of ``half-way house'' type facilities in
Indian country that support juveniles recovering from alcohol and
substance abuse in detention or treatment facilities
[[Page 47599]]
who are transitioning back to their home communities, tribes, and
villages. The MOA Workgroup provided this comment to a separate multi-
Federal department working group, involving DOI, DOJ, DHHS, and other
Federal departments (including the Department of Education and the
Department of Housing and Urban Development), so that it could be given
full consideration in the development of the final long-term plan,
which is being developed pursuant to 25 U.S.C. 2453.
Finally, another United States Attorney urged that careful
consideration in the development and implementation of the MOA should
be given to the impact of certain provisions on States with concurrent
jurisdiction (such as Public Law 280 States) over certain crimes and
offenses in Indian country. Among the concerns expressed were that the
law enforcement and judicial training provisions tied to 25 U.S.C. 2451
could be misinterpreted as requiring that ``all Tribal police officers
[be trained by BIA]'' thus imposing additional administrative and cost
burdens on these officers to obtain additional certification (in
addition to State-based certification)--which could result in
additional time spent away from tribal policing activities. Though the
commenter's apprehension with regard to the potential negative
implications in the event that the underlying statutory provision is
misread may be understandable, no changes were made to the MOA in
response to this particular comment. This statutory provision makes
clear that what is required is that the Secretary of the Interior
``shall ensure * * * that all [BIA] and tribal law enforcement and
judicial personnel have access to [specified types] of training[,]''
and not that tribal law enforcement are required to obtain such
training only from and through DOI. 25 U.S.C. 2451(a)(1). (emphasis
added). In addition, the same commenter expressed concern that the
child abuse and neglect data provision in the MOA, tied to 25 U.S.C.
2434, did not appear to provide a mechanism for a State to report its
tribal cases, which may lead to underreporting of the prevalence of
such events. The commenter also expressed general concern that States
should be included in discussions and coordination on these issues to
help ensure an adequate reflection of States' involvement in these
matters. As efforts to collect and update these data consistent with
the Act and as described in the MOA get underway, such concerns will be
given careful and deliberate consideration in the planning and
implementation of these efforts. In addition, this commenter addressed
the model juvenile code provision--tied to 25 U.S.C. 2454--in the MOA
by cautioning that any model juvenile code, prior to its codification,
must be carefully crafted so as not to create unanticipated problems in
the administration of State laws in those States that handle tribal
juveniles in State juvenile systems. As with the previous comment on
child abuse and neglect data, no change was made to the MOA itself in
light of this comment; however, input such as this will be of great
value as Federal efforts to develop and update any model juvenile code
move forward.
Janine Denis Cook,
Chemist, Division of Workplace Programs.
II. Memorandum of Agreement
INDIAN ALCOHOL AND SUBSTANCE ABUSE MEMORANDUM OF AGREEMENT BETWEEN U.
S. DEPARTMENT OF HEALTH AND HUMAN SERVICES, U.S. DEPARTMENT OF THE
INTERIOR, AND U. S. DEPARTMENT OF JUSTICE
I. Purpose and Parties
Alcoholism, addiction, and alcohol and substance abuse are among
the most severe public health and safety problems facing American
Indian and Alaska Native individuals, families, and communities,
resulting in devastating social, economic, physical, mental and
spiritual consequences. American Indians and Alaska Natives suffer
disproportionately from substance abuse disorder compared with other
racial groups in the United States. In a 2010 report from the National
Survey on Drug Use and Health (NSDUH), the rates of past month binge
alcohol use and illicit drug use were higher among American Indian or
Alaska Native adults compared to national averages (30.6 vs. 24.5
percent and 11.2 vs. 7.9 percent, respectively) and the percentage of
American Indian or Alaska Native adults who needed treatment for an
alcohol or illicit drug use problem in the past year was higher than
the national average for adults (18.0 vs. 9.6 percent).\1\
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\1\ Substance Abuse and Mental Health Services Administration,
Office of Applied Studies (June 24, 2010). The NSDUH Report:
Substance Use among American Indian or Alaska Native Adults,
Rockville, MD.
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The Department of Health and Human Services (DHHS), Department of
the Interior (DOI), and the Department of Justice (DOJ) have multiple
programs, including prevention and treatment programs, that respond to
the consequences of alcoholism, addiction, and alcohol and substance
abuse, and its impact on public health and safety (e.g., education,
social services, justice services, law enforcement, mental health,
acute and chronic medical care services). However, there is a need to
align, leverage and coordinate federal efforts and resources at
multiple levels within each department to effectuate comprehensive
alcohol and substance abuse services and programs for American Indian
and Alaska Native individuals, families, and communities.
Pursuant to the Indian Alcohol and Substance Abuse Prevention and
Treatment Act of 1986 (Title IV, Subtitle C of Public Law 99-570) (the
Act), DHHS and DOI entered into a Memorandum of Agreement (MOA) to
develop and implement a coordinated program for the prevention and
treatment of alcohol and substance abuse at the local level. Through
the Tribal Law and Order Act of 2010 (Title II of Public Law 111-211)
(TLOA) amendments to the Act, Congress sought to engage new federal
partners to build upon those efforts. Pursuant to the TLOA amendments
to the Act, the Secretary of Health and Human Services, the Secretary
of the Interior, and the Attorney General, are to develop and enter
into a MOA to, among other things:
1. Determine the scope of the alcohol and substance abuse problems
faced by Indian tribes, as defined at 25 U.S.C. Sec. 2403(3);
2. Identify the resources and programs of each department that
would be relevant to a coordinated effort to combat alcohol and
substance abuse among American Indians and Alaska Natives; and
3. Coordinate certain existing department programs with those
established under the Act.
The purpose of this MOA is to establish a framework for
collaboration in the implementation of the Act, that results in the
coordination of resources and programs of DHHS' Substance Abuse and
Mental Health Services Administration (SAMHSA) and the Indian Health
Service (IHS), DOI's Bureau of Indian Affairs (BIA) and Bureau of
Indian Education (BIE), and DOJ, to assist American Indian and Alaska
Native communities in achieving their goals in the prevention,
intervention, and treatment of alcohol and substance abuse. A wide
variety of federal programs and activities exist that can support and
supplement the efforts of these communities to address alcohol and
substance abuse issues affecting their peoples; relevant programs and
activities are currently underway across
[[Page 47600]]
the various components of the MOA partner departments--and elsewhere in
the federal government, such as in the Department of Education and the
Department of Housing and Urban Development. As a core effort of this
collaboration, the federal partners will develop and maintain a
sustainable partnership infrastructure that enables these various
resources to be more fully engaged and coordinated to offer a truly
holistic approach in support of tribal alcohol and substance abuse
efforts to address alcohol and substance abuse by American Indians and
Alaska Natives.
II. Authorities
Authorities for this MOA include, the Snyder Act (25 U.S.C. Sec.
13), the Indian Self-Determination and Education Assistance Act (25
U.S.C. Sec. 450, et seq.), and the Act, as amended by TLOA (25 U.S.C.
Sec. 2401, et seq.).
III. Policy
As required by the Act, it is the policy of DHHS, DOI, and DOJ that
all activities undertaken pursuant to the Act will be done in a manner
that is least disruptive to tribal control, in accordance with the
Indian Self-Determination and Education Assistance Act. DHHS, DOI, and
DOJ, through each department's respective components, shall coordinate
existing alcohol and substance abuse programs and resources. All new
activities undertaken pursuant to the Act, as amended by TLOA, shall
supplement, not supplant, ongoing activities and programs. The
Secretary of Health and Human Services, the Secretary of the Interior,
and the Attorney General, acting through these respective department's
components, as appropriate, shall bear equal responsibility for the
implementation of the Act in cooperation with Indian tribes, who have
the primary responsibility for protecting and ensuring the wellbeing of
their members and for the coordination of resources made available
under this MOA through implementation of Tribal Action Plans (TAPs).
IV. Organization Responsibilities
DHHS, DOI, and DOJ, through these department's respective
components, are responsible for ensuring compliance, monitoring of
performance, subsequent evaluation and follow-up activities for this
MOA. Each department will determine which officials and offices within
that department will be responsible for implementing the provisions of
this MOA, including which officials and offices will be charged with
coordinating resources and programs and providing technical assistance
at the regional and local levels, as appropriate.
The Office of Indian Alcohol and Substance Abuse (OIASA),
established within SAMHSA pursuant to the Act, is charged with, among
other things, improving coordination among the federal agencies and
departments in carrying out the responsibilities delineated in the Act.
(25 U.S.C. Sec. 2413(b)). SAMHSA, acting through its OIASA, will
initiate the development, in coordination and consultation with tribal
governments, of a framework for inter-agency and tribal coordination,
in accordance with 25 U.S.C. Sec. 2413. This framework, which will be
developed by July 29, 2011, will be designed to provide for ongoing
process and performance review and improvement of the coordination
among federal partners, and between federal partners and tribes, with
regard to Indian alcohol and substance abuse programming. In addition,
the framework will provide--among other beneficial tools--resource and
information-sharing guidelines, technical assistance to facilitate
federal partner communication and coordination of program initiatives,
and assessments of the feasibility and cost-effectiveness of department
collaborative efforts.
OIASA will use its expertise in the prevention and treatment of
alcohol and substance abuse to inform MOA partner departments, Indian
tribes, and other interested parties and stakeholders about
coordination of activities undertaken pursuant to 25 U.S.C. Sec. 2413.
OIASA will coordinate with the MOA partner departments to provide the
most effective, accessible, culturally-adaptive, medically-sound, and
evidence-based services to address the causes, correlates, and effects
of alcohol and substance abuse affecting American Indian and Alaska
Native communities.
OIASA will coordinate with the departments participating under this
MOA to monitor the performance and compliance of the relevant federal
programs in achieving the goals and purposes of the Act, and this MOA,
and will serve as a point of contact for Indian tribes and Tribal
Coordinating Committees as described at 25 U.S.C. Sec. 2413.
With regard to Area-/Regional-level coordination and
implementation, a joint Area/Regional-level work plan will be developed
and updated, as appropriate, by IHS/BIA and appropriate components, to
identify specific organizational challenges, resources, and programs
within that jurisdiction.
If any Indian tribe does not adopt a resolution for the
establishment of a TAP as provided in 25 U.S.C. Sec. 2412(a) within 90
days after the publication of this MOA in the Federal Register,
appropriate officials from BIA, where appropriate, and IHS who serve
such tribe, shall enter into an agreement to identify and coordinate
available alcohol and substance abuse prevention and treatment programs
and resources for such tribe.
Responsibilities include:
1. Scope of problem: DHHS, DOI, and DOJ, as facilitated by the
Interdepartmental Coordinating Committee (see Section VII below), will
coordinate with tribes and other non-federal partners to determine the
scope of the ongoing problem of alcohol and substance abuse for Indian
tribes, their members, and those eligible for the programs and services
of IHS who are directly or indirectly affected by alcohol and substance
abuse.
2. Identification of programs: SAMHSA, through OIASA, will take the
lead role, in collaboration with IHS, BIA, and DOJ, in compiling a
listing of national, state, tribal, and local alcohol and substance
abuse programs and resources.
3. Minimum program standards: DHHS, DOI, and DOJ, in consultation
with Indian tribes, will develop and establish minimum program
standards, as appropriate, for alcohol and substance abuse prevention,
intervention, and treatment. These standards may be based upon existing
federal, state, or tribal standards currently in effect. OIASA will,
where appropriate, facilitate the provision of any necessary technical
assistance to develop such standards. The Interdepartmental
Coordinating Committee will provide a forum for the overall
coordination of efforts to assist each MOA partner in the
identification of common standards for similar programs and activities
to facilitate incorporation of those standards into departmental
programs.
4. Assessment of resources: DHHS, DOI, and DOJ, via the
Interdepartmental Coordinating Committee, will coordinate with tribes
and other non-federal partners to develop a methodology to estimate the
funding necessary for prevention, intervention, treatment, and recovery
of Indians affected by alcohol and substance abuse.
5. TAP development: BIA Agency Superintendents, BIE Education Line
Officers, IHS Chief Executive Officers (CEOs), and Office of Justice
Programs (OJP) and SAMHSA agency representatives are directed to
cooperate
[[Page 47601]]
fully with tribal requests pursuant to 25 U.S.C. Sec. 2412 to assist
in the development of a TAP. Once that plan has been developed, the BIA
Agency Superintendents, BIE Education Line Officers, and IHS CEOs shall
proceed to enter into an agreement with the tribe for the
implementation of that TAP within funding constraints and program
regulations.
6. Newsletter: DOI will continue to publish the newsletter, as
described in 25 U.S.C. Sec. 2416. The newsletter shall be published
quarterly and include reviews of exemplary alcohol and substance abuse
programs. All federal MOA partners agree to provide relevant content
for distribution.
7. Law enforcement and judicial training: BIA, in coordination with
DOJ, will take the lead role in development and implementation of the
law enforcement and judicial personnel training, as described in 25
U.S.C. Sec. 2451.
8. Emergency medical assessment: IHS and BIA will jointly, in
collaboration with tribal communities, develop, implement, and maintain
procedures, policies and protocols for emergency medical assessments
for Indian youth arrested or detained for an offense relating to, or
involving, alcohol or substance abuse, as provided in 25 U.S.C. Sec.
2452. To the extent that other DHHS, DOI, and DOJ partners may have
resources for use related to these assessments, those resources will be
coordinated.
9. Emergency shelters: As described in 25 U.S.C. Sec. 2433(d) and
subject to the availability of appropriations, BIA will update,
maintain, and, where necessary, promulgate standards for the
establishment and operation of emergency shelters or halfway houses
under programs pursuant to 25 U.S.C. Sec. 2433(a). Under 25 U.S.C.
Sec. 2433(a), IHS, BIA, and tribes are authorized to use available
resources to establish and operate emergency shelters or halfway houses
for Indian youth with alcohol or substance abuse problems.
10. Child abuse and neglect data: As provided in 25 U.S.C. Sec.
2434, and in accordance with applicable confidentiality laws, BIA, in
cooperation with DOJ, will compile data relating to the number and
types of child abuse and neglect cases and the type of assistance
provided, reflecting those cases that involve, or appear to involve,
alcohol and substance abuse, those cases which are recurring and those
cases that involve other minor siblings. To the extent that the sharing
of such data is not prohibited by law, BIA will provide child abuse and
neglect data compiled by BIA and DOJ to the affected Indian tribe and
Tribal Coordinating Committee, as described in 25 U.S.C. Sec. 2412, to
assist them in developing or modifying a TAP. In the compilation and
reporting of the data, all necessary measures will be taken and
safeguards put in place to preserve the confidentiality of families and
individuals and to protect personally-identifiable information from
unauthorized or inappropriate use and disclosure.
11. Juvenile detention centers: DHHS, DOI, and DOJ, in consultation
with tribal leaders and tribal justice officials, will coordinate in
developing a long-term plan for the construction, renovation, and
operation of Indian juvenile detention and treatment centers and
alternatives to detention for juvenile offenders, as described in 25
U.S.C. Sec. 2453.
12. Model juvenile code: DOI and DOJ, in cooperation with Indian
organizations having law enforcement and judicial procedure expertise
and in consultation with Indian tribes, will coordinate in the
development of a model juvenile code, as described in 25 U.S.C. Sec.
2454.
V. Period of Agreement
This MOA shall be effective from the last date of all signatures
below in this MOA (date of effectuation of this MOA) and shall remain
in effect until terminated or amended by DHHS, DOI, and DOJ acting
jointly, or until there is a change in law authorizing and requiring
this MOA.
VI. Modification/Provisions for Amendment
This MOA, or any of its specific provisions, may be modified with
the written approval of each signatory to the MOA. Such approval must
be provided in writing and must be signed by an authorized
representative of the signatory. OIASA will then publish a copy of the
amended MOA in the Federal Register and DOI will disseminate it to each
federally recognized Indian tribe.
VII. Interdepartmental Coordinating Committee
The mechanism by which this federal collaboration will occur is
through an Interdepartmental Coordinating Committee (the Committee)
including DHHS, DOI, and DOJ representatives, as well as
representatives from other agencies or departments, such as the
Department of Education. The MOA formally establishes this Committee.
(The attached Exhibit A titled, ``Tribal Law and Order Act Indian
Alcohol and Substance Abuse (IASA) Interdepartmental Coordinating
Committee,'' describes the initial composition and functions of the
Committee.)
In order to assure that these cooperative efforts are pursued in a
continuing and timely fashion, DHHS, DOI, and DOJ representatives and
Committee representatives from other federal collaborative partners
will meet on a regular basis, not less than quarterly, to review the
activities supported by this MOA and will share information, report on
progress, and explore new areas for cooperation. In addition, other
meetings may be arranged to discuss specific projects.
As needed, in order to accomplish the purposes of this MOA, the
federal collaborative partners may realign or otherwise restructure any
workgroups working under the auspices of the Committee. Individual
participating federal partners reserve the right to change department
or agency representatives at will.
An annual progress report and a summary of meetings and activities
conducted under this MOA will be prepared and submitted by the
Committee to designated DHHS, DOI, and DOJ officials at the completion
of each fiscal year, beginning with fiscal year 2012.
OIASA, in coordination with the MOA partners, will share
information regarding activities under this MOA with American Indians
and Alaska Natives, such as through periodic news features and updates
in the newsletter (described at 25 U.S.C. Sec. 2416), or other
appropriate public information venues.
VIII. Public Information Coordination
The Freedom of Information Act as amended (5 U.S.C. Sec. 552), the
Privacy Act of 1974 as amended (5 U.S.C. Sec. 552a), and any
additional applicable federal department implementing regulations
govern any disclosure of information under this MOA. The departments
will provide notice to the other partners, through the Committee, prior
to the disclosure of requested information.
This MOA does not contemplate the use or disclosure of alcohol or
drug abuse patient records, except as expressly provided under
applicable statutes and regulations.
IX. Discontinuance of Participation
A participating department may, subject to applicable federal law,
by written notice (with at least 60 calendar days notification to each
of the other participating departments), end its participation in this
MOA, in whole or in part, when that department
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determines that it is unable to continue participation in the
activities of this MOA.
X. Review of the MOA
DHHS, DOI, and DOJ, via the Committee, will review this MOA
annually within a month of the anniversary of the signing of this MOA.
XI. Tribal Consultation
Consistent with Executive Order 13175 of November 6, 2000, and the
Presidential Memorandum on Tribal Consultation of November 5, 2009, and
applicable federal law, the federal parties to this MOA will establish
a framework for the coordination of consultation activities, as
necessary, relating to the federal efforts to be developed and
implemented in accordance with this MOA. Participating departments,
consistent with each of the departments' individual consultation
policies, as required, will engage in such coordination of consultation
activities in order to help ensure that regular and meaningful
consultation and collaboration with tribal officials, as appropriate,
occurs during the course of the development and implementation of
multi-department activities under this MOA.
XII. Limitations
Nothing in this MOA constitutes an obligation of funds by any of
the parties or an authorization to engage in activities that are
inconsistent with applicable law or policy.
Similarly, nothing in this MOA restricts or otherwise limits
departments from engaging in activities that are otherwise consistent
with applicable law or policy.
In addition, nothing in this MOA creates or conveys any rights or
potential causes of action to any person, federally recognized Indian
tribe, or other entity that may be affected by this MOA.
All activities and projects initiated or implemented as a result of
this MOA are subject to the availability of appropriated funds.
Nothing in this MOA precludes the signatories from entering into
inter-departmental agreements for services to be provided in
furtherance of the Act.
XIII. Full-Time Equivalency (FTE) Responsibility
Under this MOA, no transfer of FTEs is required between federal
partner departments.
XIV. Approval by Signatories
/Kathleen Sebelius/
Secretary of Health and Human Services
/Ken Salazar/
Secretary of the Interior
/Eric H. Holder, Jr./
Attorney General
EXHIBIT A: See the document titled, ``Tribal Law and Order Act Indian
Alcohol and Substance Abuse (IASA) Interdepartmental Coordinating
Committee'' on the pages that follow.
TRIBAL LAW AND ORDER ACT IASA INTERDEPARTMENTAL COORDINATING COMMITTEE
1. Tribal Coordinating Committee:
The Tribal Coordinating Committee--under the chairmanship of a
tribal representative--has primary responsibility for the
implementation of a tribe's TAP. With respect to federal involvement in
support of tribal TAP implementation, the Executive Steering Committee
of the IASA Interdepartmental Coordinating Committee will serve in the
federal roles in support of Tribal Coordinating Committees, providing
final guidance, direction, and coordination of the appropriate federal
efforts in assisting tribes to implement TAPs as they relate to alcohol
and substance abuse prevention and treatment.
2. MOA:
An interdepartmental workgroup convened as a precursor to the MOA
Workgroup oversaw the development of and the policy and legal review of
the MOA; established and managed the overall coordination of comments
from the various federal departments and other entities; shepherded the
MOA through MOA partner department clearance processes; secured final
signatures; and coordinated the submission of the MOA to Congress, its
dissemination to Indian tribes, and its publication in the Federal
Register, as required by law. The MOA Workgroup will provide leadership
in the annual review of the MOA, as required by the MOA.
25 U.S.C. Sec. 2411: The Secretary of the Interior, the
Attorney General, and the Secretary of Health and Human Services shall
develop and enter into an MOA by no later than July 29, 2011, which
shall, among other things:
1. Determine and define the scope of the problem of alcohol and
substance abuse for Indian tribes and their members and its financial
and human costs, and specifically identify such problems affecting
Indian youth;
2. Identify BIA, OJP, SAMHSA, and IHS resources and programs, and
other federal, tribal, state and local, and private resources and
programs that would be relevant to a coordinated effort to combat
alcohol and substance abuse among Indian people;
3. Develop and establish appropriate minimum standards for each
agency's program responsibilities under the MOA;
4. Coordinate certain existing BIA, DOJ, SAMHSA, and IHS alcohol
and substance abuse programs with current and newly established efforts
under the Act;
5. Delineate BIA, DOJ, SAMHSA, and IHS responsibilities to
coordinate alcohol and substance abuse-related services at the central,
area, agency, and service unit levels;
6. Direct BIA agency superintendents and education line officers,
where appropriate, and the IHS CEOs to cooperate fully with tribal
requests for TAP assistance; and
7. Provide for annual review of TAP implementation agreements by
the DOI Secretary, the AG, and the HHS Secretary.
3. Tribal Action Plan:
The TAP Workgroup will establish the operating framework of the
TAP, develop an inventory of current proven strategies to recommend to
tribes utilizing practice based evidence models, manage the overall
coordination of tribal requests for assistance in the development of a
TAP, coordinate assistance and support to tribes as deemed feasible,
and collaborate with the Inventory Workgroup in developing an
appropriate response back to tribal entities seeking assistance.
25 U.S.C. Sec. 2412(e): If the governing body of any
Indian tribe does not adopt a resolution, as provided in the Act,
within 90 days after the publication of this MOA in the Federal
Register, appropriate officials from BIA, where appropriate, and IHS
who serve such tribe, shall enter into an agreement to identify and
coordinate available alcohol and substance abuse prevention and
treatment programs and resources for such tribe. After such an
agreement has been entered into for a tribe for the identification and
coordination of these resources, such tribe may adopt a resolution for
the establishment of the tribe's TAP.
25 U.S.C. Sec. 2412(c)(3): TAPs are to be updated every 2
years.
25 U.S.C. Sec. 2412(c)(1)(A): TAPs will establish a
Tribal Coordinating Committee which shall--
1. Consist, at minimum, of a tribal
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representative who shall serve as Chairman and the BIA agency
superintendents and education line officers, where appropriate, OJP,
SAMHSA, and the IHS CEO, or their representatives;
2. Have primary responsibility for TAP implementation;
3. Provide for ongoing review and evaluation of the TAP;
4. Make recommendations to the tribe relating to the TAP; and
5. Schedule federal, tribal or other personnel for training in the
prevention and treatment of alcohol and substance abuse among American
Indians and Alaska Natives, as appropriate.
4. Program Review:
The Inventory/Resource Workgroup will establish an operating model,
by which it gathers, maintains and updates the current federal effort/
capacity, not limited to technical assistance contracts and services,
grants, contracts, and cooperative agreements; manage the overall
coordination of these efforts; and collaborate with the TAP Workgroup
in developing an appropriate response back to tribal entities seeking
assistance.
25 U.S.C. Sec. 2414a(a): In the development of the MOA,
the Secretary of the Interior, the Attorney General, and the Secretary
of Health and Human Services shall review and consider:
1. The various programs established by federal law providing health
services and benefits to Indian tribes, including those relating to
mental health and alcohol and substance abuse prevention and treatment;
2. Tribal, state and local, and private health resources and
programs;
3. Where facilities to provide such treatment are or should be
located; and
4. The effectiveness of certain existing public and private alcohol
and substance abuse treatment programs.
25 U.S.C. Sec. 2414a(b): The results of these program
reviews shall be provided to every Indian tribe as soon as possible for
their consideration and use in the development or modification of a
TAP.
5. Newsletter:
The Newsletter Workgroup will establish the operating protocol and
procedures in order to publish a newsletter to report on Indian alcohol
and substance abuse projects and programs.
25 U.S.C. Sec. 2416: The newsletter will--
1. Be published once in each calendar quarter;
2. Include reviews of exemplary alcohol and substance abuse
programs;
3. Provide sufficient information to enable interested persons to
obtain further information about such programs; and
4. Be circulated without charge to--
Schools;
Tribal offices;
BIA agency and area offices;
IHS area and service unit offices;
IHS alcohol programs; and
Other entities providing alcohol and substance abuse-
related services or resources to American Indians and Alaska Natives.
6. Review of Programs:
The Educational Services Workgroup will establish an operating
model, by which it gathers, maintains and updates the current federal
effort/capacity with respect to federal programs providing education
services or benefits to American Indian and Alaska Native children.
25 U.S.C. Sec. 2431(a): In the development of the MOA,
the Secretary of the Interior, the Attorney General, and the Secretary
of Health and Human Services, in cooperation with the Secretary of
Education shall review and consider:
1. Federal programs providing education services or benefits to
Indian children;
2. Tribal, state, local, and private educational resources and
programs;
3. Federal programs providing family and social services and
benefits for Indian families and children;
4. Federal programs relating to youth employment, recreation,
cultural, and community activities; and
5. Tribal, state, local, and private resources for programs similar
to those cited in paragraphs (3) and (4).
25 U.S.C. Sec. 2431(b): The results of this review shall
be provided to each Indian tribe as soon as possible for their
consideration and use in the development or modification of a TAP.
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[FR Doc. 2011-19816 Filed 8-4-11; 8:45 am]
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