Federal Register Vol. 76, Issue 226, Wednesday, November 23, 2011
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SECURITIES AND EXCHANGE
COMMISSION |
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NOTICES
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Self-Regulatory Organizations; Proposed
Rule Changes; Trading Halts Due to Extraordinary Market Volatility: |
Self-Regulatory Organizations; BATS Exchange, Inc.; BATS
Y-Exchange, Inc.; NASDAQ OMX BX, Inc.; Chicago Board Options Exchange,
Incorporated; C2 Options Exchange, Incorporated; Chicago Stock Exchange,
Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Financial Industry Regulatory
Authority, Inc.; International Securities Exchange LLC; The NASDAQ Stock
Market LLC; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.;
National Stock Exchange, Inc.; NASDAX OMX PHLX LLC; Notice of a Designation
of a Longer Period for Commission Action on Proposed Rule Changes Relating
to Trading Halts Due to Extraordinary Market Volatility |
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Pages
72492-72493 [FR DOC# 2011-30193] |
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Self-Regulatory Organizations; Proposed
Rule Changes: |
Self-Regulatory Organizations; Financial Industry Regulatory
Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to FINRA's
Code of Procedure |
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Pages
72463-72467 [FR DOC# 2011-30255] |
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Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice
of Filing and Immediate Effectiveness of Proposed Rule Change To Perform
a Test of Routing Functionality |
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Pages
72467-72469 [FR DOC# 2011-30178] |
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Self-Regulatory Organizations; Chicago Board Options Exchange,
Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed
Rule Change To Clarify That CBSX Will Process Only Round-Lot Orders of HOLDRS |
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Pages
72469-72470 [FR DOC# 2011-30180] |
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Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice
of Filing and Immediate Effectiveness of a Proposed Rule Change To Simplify
the $1 Strike Price Interval Program |
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Pages
72470-72472 [FR DOC# 2011-30192] |
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Self-Regulatory Organizations; International Securities Exchange,
LLC; Order Granting Approval of Proposed Rule to Expand the Short Term Options
Series Program |
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Pages
72472-72473 [FR DOC# 2011-30195] |
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Self-Regulatory Organizations; The NASDAQ Stock Market LLC;
Order Granting Approval of Proposed Rule Change Expanding the Short Term
Option Series Program |
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Pages
72473-72474 [FR DOC# 2011-30199] |
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Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of
Filing of Proposed Rule Change To List and Trade Shares of the Rockledge
SectorSAM ETF Under NYSE Arca Equities Rule 8.600 |
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Pages
72474-72480 [FR DOC# 2011-30202] |
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Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice
of Filing and Immediate Effectiveness of Proposed Rule Change Relating to
the Professional Routing Fee to the BATS Exchange, Inc. |
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Pages
72480-72482 [FR DOC# 2011-30201] |
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Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order
Granting Approval of Proposed Rule Change Expanding the Short Term Option
Series Program |
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Page
72482 [FR DOC# 2011-30200] |
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Self-Regulatory Organizations; Chicago Board Options Exchange,
Incorporated; Order Granting Approval of Proposed Rule To Increase the Number
of Series Permitted Per Class in the Short Term Option Series Program |
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Pages
72482-72483 [FR DOC# 2011-30196] |
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Self-Regulatory Organizations; Options Clearing Corporation;
Order Approving Proposed Rule Change Relating to Clearing Options on the
CBOE Silver Volatility Index |
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Pages
72483-72484 [FR DOC# 2011-30227] |
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Self-Regulatory Organizations; The NASDAQ Stock Market LLC;
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating
to Routing Fees to BATS Exchange, Inc. |
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Pages
72484-72486 [FR DOC# 2011-30191] |
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Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice
of Filing and Immediate Effectiveness of Proposed Rule Change To Perform
a Test of Routing Functionality |
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Pages
72486-72488 [FR DOC# 2011-30179] |
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Self-Regulatory Organizations; Chicago Board Options Exchange,
Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed
Rule Change To Expand the Weeklys Program |
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Pages
72488-72490 [FR DOC# 2011-30198] |
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Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice
of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend
the BOX Rules To Expand the Short Term Option Series Program |
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Pages
72490-72492 [FR DOC# 2011-30197] |
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